Lo, Ka Yip (SFC:AFP566) 盧嘉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2006-12-15 | 2007-09-03 | Rep | Dealing in securities | 2007-03-01 | 2007-09-03 | Rep | Asset management | 2007-06-07 | 2007-09-03 |
2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-05-24 | 2016-06-24 | RO | Dealing in securities | 2016-06-24 | 2016-10-29 |
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