Reille, Nicolas Jean Xavier
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2019-06-17 | 2024-02-07 | Rep | Dealing in securities | 2019-06-17 | 2024-02-07 |
| 2 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2014-05-07 | 2014-08-31 | Rep | Asset management | 2014-05-07 | 2014-08-31 |
| 3 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2014-10-13 | 2017-03-21 | Rep | Dealing in securities | 2014-10-13 | 2017-03-21 | Rep | Advising on futures contracts | 2014-10-13 | 2019-01-23 | Rep | Dealing in futures contracts | 2014-10-13 | 2019-01-23 | RO | Advising on securities | 2017-03-21 | 2019-01-23 | RO | Dealing in securities | 2017-03-21 | 2019-01-23 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-09-09 | Rep | Advising on securities | 2003-09-09 | Rep | Asset management | 2003-09-09 | Rep | Automated trading services | 2003-09-09 | Rep | Dealing in securities | 2003-11-27 | RO | Dealing in securities | 2003-11-27 | 2004-06-27 | Rep | Dealing in securities | 2004-07-15 | 2007-03-14 | RO | Dealing in securities | 2007-03-14 | 2009-10-10 |
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