Lau, Tak Chun 柳德真
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in securities | 2003-06-03 | Rep | Dealing in securities | 2003-08-19 | 2010-04-24 | Rep | Dealing in securities | 2013-09-11 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in futures contracts | 2003-06-03 | Rep | Dealing in futures contracts | 2003-08-19 | 2010-04-24 | Rep | Dealing in futures contracts | 2013-09-11 |
| 3 | RC Futures Advisory Limited | RO | Advising on futures contracts | 2010-05-19 | 2013-08-31 |
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