Lee, Vincent Marshall Kwan Ho 李君豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG TAI SECURITIES LIMITED | RO | Dealing in securities | 2013-08-21 | 2020-08-18 |
| 2 | TUNG TAI ASSET MANAGEMENT LIMITED | RO | Asset management | RO | Advising on corporate finance | 2004-09-14 | RO | Advising on securities | 2004-09-14 |
| 3 | TUNG TAI SECURITIES COMPANY LIMITED | RO | Automated trading services | 2003-07-03 | RO | Advising on corporate finance | 2004-09-14 | RO | Asset management | 2004-09-14 | RO | Advising on securities | 2020-08-18 | RO | Dealing in securities | 2020-08-18 |
| 4 | Vantum Futures Limited | RO | Advising on futures contracts | 2004-09-14 | RO | Asset management | 2004-09-14 | RO | Dealing in futures contracts | 2023-07-14 |
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