Tsang, Trini Chi Suen 曾熾暄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GRAND ONWARD SECURITIES LIMITED | RO | Advising on corporate finance | 2005-03-31 | RO | Advising on securities | 2005-03-31 | RO | Asset management | 2005-03-31 | RO | Dealing in securities | 2005-03-31 |
2 | WOCOM FOREIGN EXCHANGE CO. LIMITED | Rep | Leveraged foreign exchange trading | 2008-11-20 | 2016-03-21 | RO | Leveraged foreign exchange trading | 2016-03-21 |
3 | WOCOM INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2006-02-02 | 2012-07-30 | RO | Asset management | 2012-07-30 | RO | Advising on securities | 2012-11-16 |
4 | WOCOM LIMITED (HK) | Rep | Dealing in futures contracts | 2005-07-22 | 2008-05-05 | RO | Dealing in futures contracts | 2008-05-05 |
5 | WOCOM SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-06 | 2005-05-10 | RO | Dealing in securities | 2005-05-10 |
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