Fan, Chi Wai Simon 樊志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-10-12 | 2009-11-26 | Rep | Dealing in securities | 2009-10-12 | 2009-11-26 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-12 | 2009-11-26 |
| 3 | Mason Securities Limited | Rep | Advising on corporate finance | 2003-04-30 | Rep | Advising on securities | 2003-04-30 | Rep | Asset management | 2003-04-30 |
| 4 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2012-11-22 | 2013-01-11 |
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