Yokota, Fumiko 橫田文子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2003-08-06 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2003-08-06 | |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Asset management | 2003-08-06 | |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-08-06 | |
| 5 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-06 | |
| 6 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on securities | 2003-08-06 | |
| 7 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Asset management | 2003-08-06 | |
| 8 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Dealing in securities | 2003-08-06 | |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-17 | 2008-11-05 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-24 | 2022-09-16 |
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