Chan, Vivian Wing Yee 陳穎儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-07-11 | Rep | Advising on securities | 2003-07-11 | Rep | Asset management | 2003-07-11 | Rep | Dealing in securities | 2003-07-11 |
2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-07-11 | Rep | Asset management | 2003-07-11 | Rep | Dealing in futures contracts | 2003-07-11 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2009-03-03 |
4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-10-09 | 2009-03-03 |
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