Wong, Yu Yin 黃汝賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-06-16 | 2005-07-22 | Rep | Asset management | 2009-08-25 | 2009-11-24 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-12-12 | 2012-03-20 |
| 3 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2003-06-11 | 2004-03-11 |
| 4 | Emperio Securities And Assets Management Limited | RO | Advising on securities | 2017-09-06 | 2019-09-23 | RO | Asset management | 2017-09-06 | 2019-09-23 | RO | Dealing in securities | 2018-06-13 | 2019-09-23 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-10 | 2017-07-08 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-10 | 2017-07-08 |
| 7 | iBest Consultants Limited | Rep | Advising on securities | 2013-03-28 | 2013-08-02 | Rep | Dealing in futures contracts | 2013-03-28 | 2013-08-02 | Rep | Dealing in securities | 2013-03-28 | 2013-08-02 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-05-26 | 2009-11-24 | Rep | Dealing in securities | 2024-03-05 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-03-05 |
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