Lau, Ka Ming (SFC:AGP191) 劉嘉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-31 | Rep | Advising on securities | 2003-12-31 | Rep | Asset management | 2003-12-31 | Rep | Dealing in securities | 2003-12-31 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2019-06-12 | 2020-10-30 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-29 | 2010-03-30 |
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