Lau, Hon (SFC:AGR037) 劉侃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-12-30 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2003-12-30 | |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-19 | |
| 5 | BOCOM International Holdings Company Limited | Rep | Advising on corporate finance | 2004-05-03 | 2005-09-23 |
| 6 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2004-05-03 | 2005-09-23 |
| 7 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-09-27 | 2005-10-04 |
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