Chan, Rocky Man Hin 陳敏軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2003-05-19 | 2005-09-23 |
2 | PLATINUM BROKING COMPANY LIMITED | Rep | Advising on corporate finance | 2003-05-19 | Rep | Advising on securities | 2003-05-19 | Rep | Asset management | 2003-05-19 | Rep | Dealing in securities | 2003-05-19 |
3 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-05-19 | Rep | Advising on securities | 2003-05-19 | Rep | Asset management | 2003-05-19 |
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