Wong, Alvin Tuk Yu 王篤余
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Depositary services for relevant CISs | 2024-10-02 | |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-01-13 | 2011-01-31 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-01-13 | 2011-01-31 |
| 4 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2005-05-23 | 2007-04-01 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Automated trading services | 2003-09-26 | Rep | Dealing in futures contracts | 2005-05-21 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-26 | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Automated trading services | 2003-09-26 | Rep | Dealing in securities | 2005-05-21 |
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