Peng, Ann Han 彭菡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-30 | 2005-02-01 | Rep | Advising on securities | 2006-08-15 | 2010-02-23 | Rep | Dealing in futures contracts | 2006-09-21 | 2010-02-23 | Rep | Dealing in securities | 2006-09-21 | 2010-02-23 |
2 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-06-28 | 2006-08-01 |
3 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2005-06-28 | 2006-08-01 |
4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-09-05 | Rep | Advising on securities | 2003-09-05 | Rep | Asset management | 2003-09-05 | Rep | Dealing in securities | 2003-09-05 |
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