Yan, Shen (SFC:AIS062) 嚴申
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2003-12-01 | RO | Dealing in securities | 2003-12-01 | 2006-05-10 | RO | Advising on securities | 2005-07-21 | 2006-05-10 |
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