Lau, Ka Fung (SFC:AIU171) 劉嘉峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2003-08-25 | 2004-04-30 |
2 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2004-07-23 | 2004-08-31 |
3 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2003-05-21 | 2003-07-10 |
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