Leahy, David Joseph (SFC:AKI495)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-04-15 | 2006-02-13 |
2 | HBS (Hong Kong) Limited | RO | Advising on securities | 2023-02-16 | 2023-07-01 | RO | Dealing in securities | 2023-02-16 | 2023-07-01 |
3 | INFINI CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2023-10-20 | 2024-05-08 | RO | Asset management | 2024-05-08 | 2024-06-05 |
4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-04-29 | 2015-11-23 | Rep | Dealing in securities | 2013-04-29 | 2015-11-23 | Rep | Advising on futures contracts | 2013-04-29 | 2018-10-31 | Rep | Dealing in futures contracts | 2013-04-29 | 2018-10-31 |
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