Cooper, Paul (SFC:AKP178)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Dealing in securities | 2004-05-12 | 2004-06-10 | Rep | Advising on securities | 2006-03-21 | 2006-04-21 | Rep | Dealing in securities | 2006-03-21 | 2006-04-21 | Rep | Advising on securities | 2006-10-23 | 2006-11-22 | Rep | Dealing in securities | 2006-10-23 | 2006-11-22 | Rep | Advising on securities | 2007-03-21 | 2007-04-22 | Rep | Dealing in securities | 2007-03-21 | 2007-04-22 | Rep | Advising on securities | 2007-10-15 | 2007-11-15 | Rep | Dealing in securities | 2007-10-15 | 2007-11-15 |
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