Huynh Huu, Tuan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-04 | 2009-06-03 | Rep | Asset management | 2009-05-04 | 2009-06-03 | RO | Advising on securities | 2009-06-03 | 2010-03-31 | RO | Asset management | 2009-06-03 | 2010-03-31 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-05-04 | 2010-03-31 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-06-03 | 2010-03-31 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-12 | 2008-11-26 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-06-16 | 2008-11-26 |
| 6 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2006-09-01 | 2006-12-29 | Rep | Asset management | 2006-09-01 | 2006-12-29 | RO | Advising on securities | 2006-12-29 | 2008-12-31 | RO | Asset management | 2006-12-29 | 2008-12-31 |
| 7 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2004-06-23 | 2006-01-05 | Rep | Asset management | 2004-06-23 | 2006-01-05 | RO | Advising on securities | 2006-01-05 | 2006-05-31 | RO | Asset management | 2006-01-05 | 2006-05-31 |
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