Hui, Gary San
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-06-26 | 2007-04-16 | Rep | Dealing in securities | 2004-06-26 | 2007-04-16 |
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Automated trading services | 2004-06-26 | 2005-02-15 | Rep | Advising on securities | 2004-06-26 | 2007-04-16 | Rep | Dealing in securities | 2004-06-26 | 2007-04-16 |
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