Yu, Sam Chun Sing 余振聲

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 RBC FUTURES SERVICES (ASIA) LIMITED RO Advising on futures contracts 2004-10-14 2005-03-03
2 RBC INVESTMENT SERVICES (ASIA) LIMITED RO Advising on futures contracts 2004-10-14 2005-03-03
3 RBC INVESTMENT SERVICES (ASIA) LIMITED RO Advising on securities 2004-10-14 2005-03-03
4 RBC INVESTMENT SERVICES (ASIA) LIMITED RO Asset management 2004-10-14 2005-03-03
5 RBC FUTURES SERVICES (ASIA) LIMITED RO Dealing in futures contracts 2004-10-14 2005-03-03
6 RBC INVESTMENT SERVICES (ASIA) LIMITED RO Dealing in futures contracts 2004-10-14 2005-03-03
7 RBC INVESTMENT SERVICES (ASIA) LIMITED RO Dealing in securities 2004-10-14 2005-03-03

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