Tam, Alan Tsz Yeung 譚梓洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2004-11-17 | 2007-03-05 | Rep | Asset management | 2004-11-17 | 2007-03-05 |
| 2 | Emmanuel Investments Managers Company Limited | Rep | Advising on securities | 2019-08-14 | 2020-03-16 | Rep | Asset management | 2019-08-14 | 2020-03-16 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-21 | 2009-06-02 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-03-21 | 2007-12-19 |
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