Ji, Yehong 季業宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-01-08 | 2010-05-10 | Rep | Dealing in securities | 2010-01-08 | 2010-05-10 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-08 | 2010-05-10 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-09-07 | 2011-02-21 | Rep | Advising on securities | 2010-09-07 | 2011-02-21 | Rep | Dealing in securities | 2010-09-07 | 2011-02-21 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-10 | 2019-07-12 | Rep | Dealing in securities | 2017-11-10 | 2019-07-12 | Rep | Advising on securities | 2018-09-21 | 2019-07-12 | RO | Advising on corporate finance | 2019-07-12 | 2020-12-04 | RO | Advising on securities | 2019-07-12 | 2020-12-04 | RO | Dealing in securities | 2019-07-12 | 2020-12-04 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-10 | 2019-07-12 | RO | Dealing in securities | 2019-07-12 | 2020-12-04 |
| 6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2016-03-24 | Rep | Advising on securities | 2012-01-13 | 2016-03-24 | Rep | Dealing in securities | 2012-01-13 | 2016-03-24 |
| 7 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2005-06-22 | Rep | Advising on securities | 2005-04-27 | 2005-06-22 |
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