Xu, Ruimin 徐睿旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-05-12 | 2007-04-20 | Rep | Advising on securities | 2005-05-12 | 2007-04-20 | Rep | Dealing in securities | 2005-05-12 | 2007-04-20 |
| 2 | FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2023-03-27 | 2023-09-20 | Rep | Dealing in securities | 2023-09-20 | 2023-10-12 |
| 3 | First Seafront International Capital Limited | RO | Advising on corporate finance | 2019-08-12 | 2022-04-08 | RO | Dealing in securities | 2019-08-12 | 2022-04-08 | RO | Advising on securities | 2020-05-04 | 2022-04-08 |
| 4 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2018-02-28 | 2019-07-17 | Rep | Asset management | 2018-02-28 | 2019-07-17 | Rep | Dealing in securities | 2018-02-28 | 2019-07-17 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2017-01-23 | Rep | Advising on securities | 2012-01-13 | 2017-01-23 | Rep | Dealing in securities | 2012-01-13 | 2017-01-23 |
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