Chiu, Michael Man Yat 趙文逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-07-06 | 2008-12-10 | Rep | Advising on securities | 2005-07-06 | 2008-12-10 | Rep | Dealing in securities | 2005-07-06 | 2008-12-10 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2018-10-15 | 2019-02-21 | Rep | Dealing in securities | 2018-10-15 | 2019-02-21 | RO | Advising on corporate finance | 2019-02-21 | RO | Dealing in securities | 2019-02-21 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-04-07 | 2015-12-11 | Rep | Advising on securities | 2014-04-07 | 2015-12-11 | Rep | Dealing in securities | 2014-04-07 | 2015-12-11 | RO | Advising on corporate finance | 2015-12-11 | 2018-07-03 | RO | Advising on securities | 2015-12-11 | 2018-07-03 | RO | Dealing in securities | 2015-12-11 | 2018-07-03 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-04-07 | 2015-12-11 | Rep | Advising on securities | 2014-04-07 | 2015-12-11 | Rep | Dealing in securities | 2014-04-07 | 2015-12-11 | RO | Advising on corporate finance | 2015-12-11 | 2018-07-03 | RO | Advising on securities | 2015-12-11 | 2018-07-03 | RO | Dealing in securities | 2015-12-11 | 2018-07-03 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-09-25 |
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