Chan, James Wai Keung 陳偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2017-06-16 | 2021-02-04 | RO | Asset management | 2017-06-16 | 2021-02-04 | RO | Dealing in securities | 2017-06-16 | 2021-02-04 | Rep | Advising on securities | 2021-02-04 | 2022-07-28 | Rep | Asset management | 2021-02-04 | 2022-07-28 | Rep | Dealing in securities | 2021-02-04 | 2022-07-28 |
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