Nik Mahmood, Nik Hadi Bin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2009-04-03 | 2009-08-29 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-15 | 2005-08-16 | Rep | Advising on securities | 2006-01-27 | 2007-06-27 |
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