Au, Alan (SFC:BFO819) 歐鴗澲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2019-11-07 | 2020-11-20 | Rep | Dealing in securities | 2019-11-07 | 2020-11-20 |
| 2 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-06-22 | 2019-10-09 |
| 3 | South China Investment Management Limited | Rep | Asset management | 2017-06-22 | 2019-08-08 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-22 | 2019-10-09 |
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