Wrenn, James Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2024-05-21 | Rep | Dealing in securities | 2024-05-21 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-06-22 | 2017-06-27 | Rep | Dealing in securities | 2017-10-16 | 2017-10-25 | Rep | Dealing in securities | 2018-05-25 | 2018-05-31 | Rep | Dealing in securities | 2018-10-04 | 2018-10-10 | Rep | Dealing in securities | 2019-07-15 | 2019-07-20 | Rep | Dealing in securities | 2019-10-24 | 2019-10-30 |
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