Lee, Wee Siang 李偉祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2005-09-27 | 2009-04-13 |
2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2018-01-17 | 2018-10-16 | Rep | Dealing in securities | 2018-01-17 | 2018-10-16 | RO | Advising on securities | 2018-10-16 | 2019-02-28 | RO | Dealing in securities | 2018-10-16 | 2019-02-28 |
3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2012-03-07 | 2014-02-18 |
4 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2014-03-04 | 2017-07-12 | Rep | Dealing in securities | 2014-03-04 | 2017-07-12 |
5 | New Vision Asset Management Limited | Rep | Asset management | 2020-04-02 | 2020-04-22 |
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