Chau, Wing Ka 周榮嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-12-21 | 2013-10-15 | RO | Dealing in futures contracts | 2013-10-15 | 2016-03-01 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-12-01 | 2013-06-04 | Rep | Advising on securities | 2011-12-08 | 2016-03-01 | RO | Dealing in securities | 2013-06-04 | 2016-03-01 |
| 3 | GRAND VIEW ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-07-18 | Rep | Asset management | 2022-07-18 |
| 4 | GRAND VIEW SECURITIES LIMITED | RO | Dealing in securities | 2016-12-16 | 2024-05-20 |
| 5 | Hong Kong Securities (International) Company Limited | Rep | Advising on securities | 2016-04-06 | 2016-10-17 | RO | Dealing in securities | 2016-04-06 | 2016-10-17 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-01-09 | 2010-06-22 |
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