Gruber, James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2006-01-17 | 2010-07-03 | Rep | Advising on securities | 2009-03-16 | 2010-07-03 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-06-07 | 2010-07-03 |
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