Wu, Shuk Ming 胡淑明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-07-21 | 2020-10-05 | Rep | Dealing in securities | 2017-07-21 | 2020-10-05 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-10-27 | Rep | Advising on futures contracts | 2020-11-23 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-10-27 | Rep | Advising on securities | 2020-11-23 |
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