Liao, Sophia Tzu-Ting 廖姿婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-03-11 | 2017-04-25 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2006-04-03 | 2006-06-21 | Rep | Advising on securities | 2006-04-03 | 2006-06-21 | Rep | Dealing in securities | 2006-04-03 | 2006-06-21 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2006-04-03 | 2006-06-21 | Rep | Advising on securities | 2006-04-03 | 2006-06-21 | Rep | Dealing in securities | 2006-04-03 | 2006-06-21 |
4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-21 | 2009-03-23 | Rep | Dealing in securities | 2006-08-21 | 2009-03-23 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy