Tsang, Sui Wing 曾瑞榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BANK OF COMMUNICATIONS TRUSTEE LIMITED Rep Depositary services for relevant CISs 2024-10-02
2 CHINA CIFCO SECURITIES CO., LIMITED RO Advising on securities 2018-02-02 2019-05-03
RO Dealing in securities 2018-02-02 2019-05-03
3 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2018-04-10 2019-01-03
RO Dealing in futures contracts 2019-01-03 2019-05-03
4 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2007-07-25 2009-08-23
5 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2007-09-03 2009-08-23
6 EAST ASIA SECURITIES COMPANY LIMITED Rep Dealing in securities 2006-04-19 2007-05-26
7 Huarong International Securities Limited Rep Dealing in futures contracts 2009-10-15 2011-09-03
Rep Dealing in securities 2009-10-15 2011-09-03
8 KGI ASIA LIMITED Rep Dealing in securities 2009-09-01 2009-09-22
9 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-09-01 2009-09-22
10 SDHG International Securities Limited Rep Dealing in securities 2019-08-08 2019-09-16
RO Dealing in securities 2019-09-16 2021-02-05
11 Vantage New Generation Securities Limited Rep Advising on securities 2017-07-31 2017-08-08
Rep Dealing in securities 2017-07-31 2017-08-08
RO Advising on securities 2017-08-08 2018-01-19
RO Dealing in securities 2017-08-08 2018-01-19
12 WING FUNG FUTURES LIMITED Rep Dealing in futures contracts 2012-07-25 2014-09-20
13 WING FUNG SECURITIES LIMITED Rep Dealing in securities 2012-07-25 2014-09-20
14 Zero2IPO Securities Limited Rep Dealing in securities 2022-09-22 2022-10-17
RO Dealing in securities 2022-10-17 2023-05-05

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