Koo, Anna-Mae Mei Jong 顧曉楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citi Insurance Brokers (Hong Kong) Limited | Rep | Advising on securities | 2008-09-01 | 2009-09-01 | Rep | Asset management | 2008-09-01 | 2009-09-01 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-09-07 | 2010-03-31 | Rep | Advising on corporate finance | 2009-09-30 | 2010-03-31 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-07 | 2010-03-31 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-08-02 | 2007-09-27 | Rep | Dealing in securities | 2006-08-02 | 2007-09-27 |
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