Lau, Chi Ho (SFC:ANZ579) 劉智浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2006-09-26 | 2007-05-02 |
2 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-01-10 | 2013-08-31 |
3 | Funderstone Securities Limited | Rep | Asset management | 2012-01-10 | 2013-08-31 | Rep | Dealing in securities | 2012-01-10 | 2013-08-31 |
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