Li, Tao (SFC:ANZ637) 李濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Asia Investment Fund Management Limited | RO | Asset management | 2020-07-15 | |
2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-09-21 | 2008-06-26 |
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