Lee, Yui 李銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alphamax Asset Management (HK) Limited | RO | Asset management | 2013-01-07 | 2015-11-06 |
2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2006-09-25 | 2008-02-27 | Rep | Asset management | 2006-09-25 | 2008-02-27 | Rep | Dealing in securities | 2006-09-25 | 2008-02-27 |
3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-03-20 | 2009-05-07 | Rep | Asset management | 2008-03-20 | 2009-05-07 |
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