Ng, Michael Jark Man 吳澤民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MCP Asset Management Company Limited | Rep | Advising on securities | 2006-11-03 | 2007-10-27 | Rep | Asset management | 2006-11-03 | 2007-10-27 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-11-23 | 2011-08-04 | Rep | Automated trading services | 2010-01-11 | 2011-08-04 |
3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-11-23 | 2010-12-06 | Rep | Automated trading services | 2010-01-11 | 2010-12-06 |
4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-08-04 |
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