Ferguson, Douglas Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ALLCO FINANCE (ASIA) LIMITED | RO | Advising on securities | 2007-09-21 | 2008-03-17 | RO | Dealing in securities | 2007-09-21 | 2008-03-17 |
2 | CC SIF Advisory Limited | RO | Advising on securities | 2007-02-26 | 2008-04-08 |
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