Xie, Jian (SFC:BGU456) 謝健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-10-10 | 2019-02-04 | Rep | Asset management | 2017-10-10 | 2019-02-04 | Rep | Dealing in securities | 2017-10-10 | 2019-02-04 | Rep | Advising on corporate finance | 2017-10-10 | 2019-02-12 | Rep | Dealing in futures contracts | 2017-10-10 | 2019-10-31 | RO | Advising on securities | 2019-02-04 | 2019-10-31 | RO | Asset management | 2019-02-04 | 2019-10-31 | RO | Dealing in securities | 2019-02-04 | 2019-10-31 |
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