Tan, Yawei 譚雅薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-02-24 | 2021-03-12 | Rep | Advising on futures contracts | 2020-03-24 | 2021-03-12 |
| 2 | CN FIRST INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-01 | 2019-09-30 |
| 3 | TradArt Asset Management Co., Limited | Rep | Advising on securities | 2023-04-17 | 2023-05-10 | Rep | Asset management | 2023-04-17 | 2023-05-10 |
| 4 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2020-03-24 | 2021-03-12 | Rep | Asset management | 2020-03-24 | 2021-03-12 |
| 5 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-03-24 | 2021-03-12 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2017-10-11 | 2017-12-19 | Rep | Dealing in futures contracts | 2017-10-11 | 2017-12-19 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-10-11 | 2017-12-19 | Rep | Dealing in securities | 2017-10-11 | 2017-12-19 |
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