Lui, Kai Yiu 雷啓耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-10-18 | 2018-09-08 |
2 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-05-14 | 2018-09-08 |
3 | Lion Futures Limited | Rep | Dealing in futures contracts | 2018-09-18 | 2021-03-05 |
4 | Lion International Securities Group Limited | Rep | Dealing in securities | 2018-09-18 | 2021-03-05 |
5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-07 | 2022-04-02 |
6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-07 | 2022-04-02 |
7 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2022-04-26 | Rep | Advising on securities | 2024-05-20 |
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