Tai, Winson Wing Sum 戴穎琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AIA Investment Management HK Limited | Rep | Asset management | 2019-04-02 | 2019-04-12 |
2 | Asset Management One Hong Kong Limited | Rep | Advising on securities | 2010-08-23 | 2011-08-27 | Rep | Asset management | 2010-08-23 | 2011-08-27 |
3 | AT Asset Management (Asia-Pacific) Limited | Rep | Asset management | 2008-11-06 | 2008-12-31 |
4 | Luxence Capital Limited | RO | Asset management | 2019-09-23 | Rep | Asset management | 2019-09-23 | 2019-09-23 |
5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2007-04-20 | 2008-10-03 | Rep | Dealing in securities | 2007-04-20 | 2008-10-03 |
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