Gray, David Paul (SFC:AOV336)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Parry International Trading Limited | RO | Dealing in securities | 2011-12-01 | 2012-06-01 |
| 2 | RBS Asia Futures Limited | RO | Dealing in futures contracts | 2012-11-08 | 2014-03-31 |
| 3 | State Street Securities Hong Kong Limited | RO | Dealing in futures contracts | 2015-12-02 | 2016-03-15 | RO | Dealing in securities | 2015-12-02 | 2016-03-15 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2010-06-22 | 2011-07-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-04-23 | 2007-07-16 | RO | Dealing in securities | 2007-07-16 | 2011-07-18 | RO | Dealing in futures contracts | 2010-10-15 | 2011-07-18 |
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