Kim, Sang Hoon 金相勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hana Asia Limited | Rep | Advising on securities | 2011-03-21 | 2011-08-24 | Rep | Dealing in securities | 2011-03-21 | 2011-08-24 | RO | Advising on securities | 2011-08-24 | 2012-08-24 | RO | Dealing in securities | 2011-08-24 | 2012-08-24 |
| 2 | KB Securities Hong Kong Limited | Rep | Advising on securities | 2007-06-04 | 2008-01-14 | Rep | Dealing in securities | 2007-06-04 | 2008-01-14 | Rep | Advising on securities | 2008-05-21 | 2011-02-16 | Rep | Dealing in securities | 2008-05-21 | 2011-02-16 |
| 3 | Yuanta Financial (Hong Kong) Limited | Rep | Advising on securities | 2012-11-26 | 2013-03-04 | Rep | Dealing in securities | 2012-11-26 | 2013-03-04 | RO | Advising on securities | 2013-03-04 | 2013-11-08 | RO | Dealing in securities | 2013-03-04 | 2013-11-08 |
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