Tan, Byron Ye Kai 陳毅凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital 9 Limited | Rep | Advising on corporate finance | 2021-06-17 | 2021-07-13 | RO | Advising on corporate finance | 2021-07-13 |
| 2 | CONVOY CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-02-27 | 2015-04-14 | RO | Advising on corporate finance | 2015-04-14 | 2018-01-05 | RO | Dealing in securities | 2015-09-15 | 2018-01-05 |
| 3 | FIRST SHANGHAI CAPITAL LIMITED | RO | Advising on corporate finance | 2007-01-31 | |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-02-09 | 2007-03-07 | RO | Advising on corporate finance | 2007-03-07 | 2015-01-24 | RO | Dealing in securities | 2008-08-14 | 2015-01-24 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2007-02-09 | 2007-03-07 | RO | Advising on corporate finance | 2007-03-07 | 2011-06-30 | Rep | Dealing in securities | 2007-05-03 | 2007-11-19 | RO | Dealing in securities | 2007-11-19 | 2015-01-24 |
| 6 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2009-05-27 | 2011-09-30 |
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