Yip, Chi Ho (SFC:APC509) 葉志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-06 | 2022-11-18 | Rep | Advising on futures contracts | 2022-11-18 | RO | Dealing in futures contracts | 2022-11-18 |
2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-26 | 2010-10-11 | Rep | Dealing in securities | 2015-05-22 | 2018-04-25 | RO | Dealing in securities | 2018-04-25 |
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