Ku, Hermes Yue Ting 顧宇廷

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 IMC Asia Pacific Limited Rep Dealing in futures contracts 2008-12-12 2010-03-01
Rep Dealing in securities 2008-12-12 2010-03-01
2 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-11-01 2008-01-29
3 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-11-01 2008-01-29
Rep Advising on securities 2007-12-04 2008-01-29

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